Broker Check

Disclosures

Elm Tree Capital LLC is unable to accept orders via email. If you wish to place an order, please consult Eric Zine directly or contact Bolton Global Capital's home office trading desk at (800) 649-4554.

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Neither Elm Tree Capital LLC nor its Private Wealth Advisors provide tax, accounting or legal advice. Clients should review any planned financial transactions or arrangements that may have tax, accounting or legal implications with their personal professional advisors.

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Custody services through Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation, Member FINRA, NYSE, SIPC. Securities offered through Bolton Global Capital, Inc., 579 Main St., Bolton, MA, Member FINRA, SIPC  978-779-5361. Advisory services offered through Bolton Global Asset Management, a SEC registered investment advisor.

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State securities laws require that your Financial Representative be registered in the state in which you live.  For this listing, please refer to the Broker Check Link provided.

Check the background of your financial professional or our broker-dealers and registered investment advisor on FINRA's BrokerCheck. Bolton Global Capital, Bolton Global Asset Management and their financial professionals do not provide tax services. Copyright Bolton Global Capital, LLC, a registered broker-dealer.  For more information, visit https://finra.org or https://sipc.org.  Copyright Bolton Securities Corporation, d/b/a Bolton Global Asset Management and other trade names, a federally registered investment advisor.

Click on the following LINK for copies of the firms’ Form ADV, Client Relationship Summary, Brokerage and Advisory Accounts Fee and Conflicts Disclosure and other important disclosure information.  

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Wealth Managers do not pay a fee to be considered or declared a Five Star Wealth Manager Award winner.  Any fees incurred are strictly related to the optional publication or use of Five Star Professional marketing materials.  For more information on the Five Star Professional Award and the research/selection methodology, go to www.fivestarprofessional.com.  Research is conducted annually and does not guarantee future performance.