Local Strength, Global Capabilities, Logical Choice

Elm Tree Capital provides clients the best of all worlds: superior service, trusted advice, global scale, and financial institution security.

We are local and privately owned, which means we are free to focus our time and energies on you. This allows us to be objective, take a long term view, and concentrate on your needs.

We provide the economies of scale and global reach with our trusted clearing and custodial partner, Pershing LLC, the world’s leading correspondent clearing firm and one of the broadest, most innovative platforms in the industry. Pershing, member FINRA, NYSE, SIPC, has approximately $952 billion in assets held in custody and is a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY), the oldest banking concern in the United States. BNY, member FINRA, NYSE, SIPC, was recently voted safest U.S. Bank, for the fourth year in a row, by Global Finance magazine (April 2012). BNY has approximately $26.6 trillion in assets under custody and administration and $1.3 trillion in assets under management with locations across 6 continents in 36 countries and a worldwide staff of more than 47,800 employees.

Clients will also benefit from the support and supervision provided by our broker-dealer, Delta Equity Services Corporation, member FINRA, SIPC. Delta Equity Services is an independent broker dealer and FINRA member firm since 1985, with over 45 branch offices throughout the US and affiliates in foreign countries.

_{*All figures as of March 31, 2012, unless otherwise noted.}